REGULATORY DISCLOSURE

One public record. Every milestone aligned.

One public record. Every milestone aligned.

One public record. Every milestone aligned.

KARAMATA coordinates approved sources, accountable ownership, review points, and disclosure milestones from planning through release. You retain final authorization and release authority.

KARAMATA coordinates approved sources, accountable ownership, review points, and disclosure milestones from planning through release. You retain final authorization and release authority.

KARAMATA coordinates approved sources, accountable ownership, review points, and disclosure milestones from planning through release. You retain final authorization and release authority.

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CLIENT AUTHORITY REMAINS EXPLICIT AT EVERY RELEASE POINT.

CLIENT AUTHORITY REMAINS EXPLICIT AT EVERY RELEASE POINT.

REGULATORY DISCLOSURE

One public record. Every milestone aligned.

KARAMATA coordinates approved sources, accountable ownership, review points, and disclosure milestones from planning through release. You retain final authorization and release authority.

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CLIENT AUTHORITY REMAINS EXPLICIT AT EVERY RELEASE POINT.

THE OPERATING PROBLEM

Can you do this yourself? Yes.

Can you do this yourself? Yes.

Can you do this yourself? Yes.

Can you do this yourself? Yes.

There is no licence we hold that you don’t. ClinicalTrials.gov is free, the review criteria are published, and registration, honestly, most teams can handle. Results is where it turns — the six places below defeat most first attempts, each failed cycle opens a correction window measured in days, and the unfinished record is already public. What we sell is not access. It is doing it once, cleanly, with a record you can defend without us in the room.

There is no licence we hold that you don’t. ClinicalTrials.gov is free, the review criteria are published, and registration, honestly, most teams can handle. Results is where it turns — the six places below defeat most first attempts, each failed cycle opens a correction window measured in days, and the unfinished record is already public. What we sell is not access. It is doing it once, cleanly, with a record you can defend without us in the room.

There is no licence we hold that you don’t. ClinicalTrials.gov is free, the review criteria are published, and registration, honestly, most teams can handle. Results is where it turns — the six places below defeat most first attempts, each failed cycle opens a correction window measured in days, and the unfinished record is already public. What we sell is not access. It is doing it once, cleanly, with a record you can defend without us in the room.

SIX PLACES FIRST ATTEMPTS FAIL

SIX PLACES FIRST ATTEMPTS FAIL

01

01

PARTICIPANT FLOW

PARTICIPANT FLOW

Milestone arithmetic that must reconcile across periods — structured rows, never prose.

Milestone arithmetic that must reconcile across periods — structured rows, never prose.

02

02

BASELINE CHARACTERISTICS

BASELINE CHARACTERISTICS

Counts that must tie to the participant flow, or carry a written explanation.

Counts that must tie to the participant flow, or carry a written explanation.

03

03

OUTCOME MEASURES

OUTCOME MEASURES

Every pre-specified measure, reported with its statistical analysis.

Every pre-specified measure, reported with its statistical analysis.

04

04

ADVERSE EVENTS

ADVERSE EVENTS

Three mandatory tables — mortality, serious events, and other events above threshold.

Three mandatory tables — mortality, serious events, and other events above threshold.

05

05

FREE-TEXT RULES

FREE-TEXT RULES

Results data written into a narrative field draws a standard major comment.

Results data written into a narrative field draws a standard major comment.

06

06

THE REVIEW LIST

THE REVIEW LIST

A published set of standard review comments that most first submissions meet.

A published set of standard review comments that most first submissions meet.

WORKFLOW

Submitted is not finished.

Submitted is not finished.

Submitted is not finished.

Submitted is not finished.

Follow one results submission through the system. The clock — and the record — are both statutory. Industry figures with their sources, not KARAMATA claims.

Follow one results submission through the system. The clock — and the record — are both statutory. Industry figures with their sources, not KARAMATA claims.

Follow one results submission through the system. The clock — and the record — are both statutory. Industry figures with their sources, not KARAMATA claims.

THE LIFE OF ONE SUBMISSION

THE LIFE OF ONE SUBMISSION

THE NUMBER

THE NUMBER

THE MOMENT

THE MOMENT

WHAT HAPPENS

WHAT HAPPENS

WHAT IT MEANS

WHAT IT MEANS

SOURCE

SOURCE

01

01

Day 0

Day 0

A results submission goes in

A results submission goes in

Quality-control review begins against the registry’s published criteria — and so does the calendar

Quality-control review begins against the registry’s published criteria — and so does the calendar

Everything that follows is on a statutory clock

Everything that follows is on a statutory clock

42 CFR Part 11

42 CFR Part 11

02

02

17%

17%

The first review returns

The first review returns

Fewer than one in five non-industry results submissions pass the first cycle; the rest receive major comments

Fewer than one in five non-industry results submissions pass the first cycle; the rest receive major comments

Most teams enter the comment cycle without having planned for it

Most teams enter the comment cycle without having planned for it

Zarin et al., NEJM 2019

Zarin et al., NEJM 2019

03

03

Day 30

Day 30

The record goes public

The record goes public

Results post publicly whether or not review has concluded — open comments post with them, and earlier versions stay in the public archive

Results post publicly whether or not review has concluded — open comments post with them, and earlier versions stay in the public archive

An unfinished record is not a private problem

An unfinished record is not a private problem

NLM posting procedures

NLM posting procedures

04

04

25 days

25 days

The correction window

The correction window

Each round of results comments opens a 25-calendar-day window, counted from the electronic notification — not from when anyone reads it

Each round of results comments opens a 25-calendar-day window, counted from the electronic notification — not from when anyone reads it

The clock runs whether or not the email is opened

The clock runs whether or not the email is opened

42 CFR 11.64(b)

42 CFR 11.64(b)

05

05

116 → 39

116 → 39

What discipline changes

What discipline changes

Days in review at one academic centre, after submissions were checked against the registry’s own criteria before going in — first-pass rate nearly quadrupled

Days in review at one academic centre, after submissions were checked against the registry’s own criteria before going in — first-pass rate nearly quadrupled

First-pass quality is a method, not luck

First-pass quality is a method, not luck

Tetteh et al., Clinical Trials 2020

Tetteh et al., Clinical Trials 2020

WHEN TO ENGAGE

On time for FDA. Too late for the journal.

On time for FDA. Too late for the journal.

On time for FDA. Too late for the journal.

On time for FDA. Too late for the journal.

Register after the first consent but inside FDA’s 21 days and you have met the law — and the top journals can still refuse the paper, permanently. The registry shows both dates, and neither can be changed. You did the hard part; your patients showed up on the understanding that what was learned would see the light. Nothing should undo that over a date in a database — talk to us before your first patient.

Register after the first consent but inside FDA’s 21 days and you have met the law — and the top journals can still refuse the paper, permanently. The registry shows both dates, and neither can be changed. You did the hard part; your patients showed up on the understanding that what was learned would see the light. Nothing should undo that over a date in a database — talk to us before your first patient.

Register after the first consent but inside FDA’s 21 days and you have met the law — and the top journals can still refuse the paper, permanently. The registry shows both dates, and neither can be changed. You did the hard part; your patients showed up on the understanding that what was learned would see the light. Nothing should undo that over a date in a database — talk to us before your first patient.

TWO DEADLINES · THREE QUIET MISTAKES

TWO DEADLINES · THREE QUIET MISTAKES

01

01

Federal law: register within 21 days after first enrollment

Federal law: register within 21 days after first enrollment

Federal law: register within 21 days after first enrollment

02

02

The journals: registered before the first patient consents

The journals: registered before the first patient consents

The journals: registered before the first patient consents

03

03

An incomplete registration reads as unregistered

An incomplete registration reads as unregistered

An incomplete registration reads as unregistered

04

04

Ethics approval is not registration

Ethics approval is not registration

Ethics approval is not registration

05

05

A data-sharing plan left “Undecided” fails at the manuscript

A data-sharing plan left “Undecided” fails at the manuscript

A data-sharing plan left “Undecided” fails at the manuscript

FIVE DISCLOSURE DOMAINS

The disclosure clock runs the length of your trial.

The disclosure clock runs the length of your trial.

The disclosure clock runs the length of your trial.

The disclosure clock runs the length of your trial.

ONE TRIAL/FIVE MOMENTS THE CLOCK MOVES — AND WHERE WE CARRY IT

THE DISCLOSURE TIMELINE

THE DISCLOSURE TIMELINE

STAGE

STAGE

THE DEADLINE

THE DEADLINE

OUR WORK

OUR WORK

YOU RETAIN

YOU RETAIN

01

01

Before first enrollment

Before first enrollment

Registration is due 21 days after the first participant enrolls — and journals require it before the first consent. Registered late is permanent.

Registration is due 21 days after the first participant enrolls — and journals require it before the first consent. Registered late is permanent.

The full registration record, mapped field by field — including the items journals check — and staged for your release.

The full registration record, mapped field by field — including the items journals check — and staged for your release.

You review and release. Applicability remains with your regulatory function.

You review and release. Applicability remains with your regulatory function.

02

02

While the trial runs

While the trial runs

Status changes carry 30-day update windows, and every record requires an annual verification — even when nothing changed.

Status changes carry 30-day update windows, and every record requires an annual verification — even when nothing changed.

Record maintenance and the disclosure calendar — every date on every record, held as a system instead of a memory.

Record maintenance and the disclosure calendar — every date on every record, held as a system instead of a memory.

You approve each update before it goes in.

You approve each update before it goes in.

03

03

Primary completion

Primary completion

The results clock starts: one year, statutory.

The results clock starts: one year, statutory.

The four results modules, built from your protocol and SAP and checked against the registry’s own review criteria before anything is submitted.

The four results modules, built from your protocol and SAP and checked against the registry’s own review criteria before anything is submitted.

You approve the content; your Responsible Party releases and certifies.

You approve the content; your Responsible Party releases and certifies.

04

04

After submission

After submission

Review runs up to 30 days per cycle. Comments open a 15- or 25-day correction window, counted from the notification.

Review runs up to 30 days per cycle. Comments open a 15- or 25-day correction window, counted from the notification.

Every comment classified and resolved inside the window, through to a clean posted record — on records we prepared, and on records we inherit.

Every comment classified and resolved inside the window, through to a clean posted record — on records we prepared, and on records we inherit.

You release each resubmission — staged at day 10, not day 24.

You release each resubmission — staged at day 10, not day 24.

05

05

Joining mid-stream

Joining mid-stream

An inherited portfolio, a departed coordinator, records in unknown states.

An inherited portfolio, a departed coordinator, records in unknown states.

A hand-verified portfolio assessment from public data, and backlog remediation to a clean posted state.

A hand-verified portfolio assessment from public data, and backlog remediation to a clean posted state.

Every finding arrives with the reasons it may not apply to you.

Every finding arrives with the reasons it may not apply to you.

AUTHORITY BY DESIGN

Clear ownership. Defined boundaries.

Clear ownership. Defined boundaries.

Clear ownership. Defined boundaries.

Clear ownership. Defined boundaries.

We carry the record. You keep the decisions — and the release button, which where you are the Responsible Party is yours by design.

We carry the record. You keep the decisions — and the release button, which where you are the Responsible Party is yours by design.

We carry the record. You keep the decisions — and the release button, which where you are the Responsible Party is yours by design.

AUTHORITY MATRIX

AUTHORITY MATRIX

KARAMATA PREPARES

KARAMATA PREPARES

—

—

Record structure and field-by-field mapping

Record structure and field-by-field mapping

—

—

Entry in your organisation’s PRS account

Entry in your organisation’s PRS account

—

—

Quality review against the registry’s published criteria

Quality review against the registry’s published criteria

—

—

Comment responses, staged inside the window

Comment responses, staged inside the window

—

—

The documented preparation trail behind every entry

The documented preparation trail behind every entry

YOU DECIDE AND RELEASE

YOU DECIDE AND RELEASE

—

—

Applicability and legal judgment

Applicability and legal judgment

—

—

Approval of content and every update

Approval of content and every update

—

—

Release and certification of each submission

Release and certification of each submission

—

—

Public release

Public release

—

—

The decisions the regulation reserves to you

The decisions the regulation reserves to you

NEVER DETERMINED BY KARAMATA

NEVER DETERMINED BY KARAMATA

—

—

Whether a trial is an applicable clinical trial

Whether a trial is an applicable clinical trial

—

—

Eligibility for delayed certification

Eligibility for delayed certification

—

—

Responsible Party designation

Responsible Party designation

—

—

These remain with your regulatory function or counsel

These remain with your regulatory function or counsel

—

—

Stated in every scope of work

Stated in every scope of work

SYSTEM & SECURITY BOUNDARIES

You hold the IND. The record holds your name.

You hold the IND. The record holds your name.

You hold the IND. The record holds your name.

You hold the IND. The record holds your name.

WHAT THAT MEANS

WHAT THAT MEANS

01

01

THE DUTY IS PERSONAL

THE DUTY IS PERSONAL

Under the regulation, the IND holder is the sponsor — and the sponsor is the Responsible Party. Your institution can administer the account; it cannot carry the duty.

Under the regulation, the IND holder is the sponsor — and the sponsor is the Responsible Party. Your institution can administer the account; it cannot carry the duty.

02

02

THE RELEASE IS YOURS

THE RELEASE IS YOURS

Where you are the Responsible Party, only you can release — every submission, every correction. Your part takes minutes per cycle, and we tell you exactly when.

Where you are the Responsible Party, only you can release — every submission, every correction. Your part takes minutes per cycle, and we tell you exactly when.

03

03

THE PREPARATION IS OURS

THE PREPARATION IS OURS

We prepare everything inside your own account — named user, no shared credentials — with the trail you would need to defend the record without us in the room.

We prepare everything inside your own account — named user, no shared credentials — with the trail you would need to defend the record without us in the room.

FAQ

Questions we hear before the work begins.

Questions we hear before the work begins.

Questions we hear before the work begins.

Questions we hear before the work begins.

Straight answers, before a signature asks for them.

Straight answers, before a signature asks for them.

Straight answers, before a signature asks for them.

01

01

Doesn’t our institution handle ClinicalTrials.gov?

Doesn’t our institution handle ClinicalTrials.gov?

Doesn’t our institution handle ClinicalTrials.gov?

Institutions administer accounts and often do the data entry. The regulatory duty sits with the Responsible Party — for sponsor-held trials, the sponsor; for an investigator-held IND, the investigator personally. Who that is for your trial is worth establishing precisely, before a deadline does it for you.

Institutions administer accounts and often do the data entry. The regulatory duty sits with the Responsible Party — for sponsor-held trials, the sponsor; for an investigator-held IND, the investigator personally. Who that is for your trial is worth establishing precisely, before a deadline does it for you.

02

02

We published the paper. Isn’t that the results?

We published the paper. Isn’t that the results?

We published the paper. Isn’t that the results?

03

03

What happens if a record is late?

What happens if a record is late?

What happens if a record is late?

04

04

It’s a phase 1 study — does any of this apply?

It’s a phase 1 study — does any of this apply?

It’s a phase 1 study — does any of this apply?

05

05

How long does it take?

How long does it take?

How long does it take?

06

06

Can you work in our systems?

Can you work in our systems?

Can you work in our systems?

07

07

What remains when you’re done?

What remains when you’re done?

What remains when you’re done?

Bring us the record and the date on it.

Bring us the record and the date on it.

Bring us the record and the date on it.

Bring us the record and the date on it.

Tell us the study, what the registry shows today, and the deadline you’re looking at. We’ll look at it with you, say plainly what we see, and suggest a first step. The work is yours; the patients were real — our job is making sure the record does them justice. A real person replies within 24 hours — no sales desk, no deck.

Tell us the study, what the registry shows today, and the deadline you’re looking at. We’ll look at it with you, say plainly what we see, and suggest a first step. The work is yours; the patients were real — our job is making sure the record does them justice. A real person replies within 24 hours — no sales desk, no deck.

Tell us the study, what the registry shows today, and the deadline you’re looking at. We’ll look at it with you, say plainly what we see, and suggest a first step. The work is yours; the patients were real — our job is making sure the record does them justice. A real person replies within 24 hours — no sales desk, no deck.

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